The Financial Conduct Authority (FCA) & The Prudential Regulation Authority (PRA)

by Little D Mon Aug 21, 2017 3:34 am

In the UK, the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) := http://www.bankofengland.co.uk/pra/Documents/authorisations/newfirmauths/whoweare.pdf

Archive := https://web.archive.org/web/20170821002039/http://www.bankofengland.co.uk/pra/Documents/authorisations/newfirmauths/whoweare.pdf

In the UK, the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have
responsibility for the supervision of banks, the PRA for prudential matters and the FCA for conduct
matters. A bank will therefore be authorised by the PRA (to carry out deposit-taking business) and will
be regulated by the PRA and the FCA on prudential and conduct matters respectively.....

Financial Conduct Authority (FCA) := https://en.wikipedia.org/wiki/Financial_Conduct_Authority

Prudential Regulation Authority (PRA) (United Kingdom) := https://en.wikipedia.org/wiki/Prudential_Regulation_Authority_(United_Kingdom)

THE FINANCIAL CONDUCT AUTHORITY, Overview := https://beta.companieshouse.gov.uk/company/01920623
Archive := https://web.archive.org/web/20170821003445/https://beta.companieshouse.gov.uk/company/01920623
THE FINANCIAL CONDUCT AUTHORITY, filings := https://beta.companieshouse.gov.uk/company/01920623/filing-history
Archive := https://web.archive.org/web/20170821003834/https://beta.companieshouse.gov.uk/company/01920623/filing-history
THE FINANCIAL CONDUCT AUTHORITY, People := https://beta.companieshouse.gov.uk/company/01920623/officers
Archive := https://web.archive.org/web/20170821004153/https://beta.companieshouse.gov.uk/company/01920623/officers

PRUDENTIAL REGULATION AUTHORITY LIMITED, Overview := https://beta.companieshouse.gov.uk/company/07854923
Archive := https://web.archive.org/web/20170821005047/https://beta.companieshouse.gov.uk/company/07854923
PRUDENTIAL REGULATION AUTHORITY LIMITED, Filings := https://beta.companieshouse.gov.uk/company/07854923/filing-history
Archive := https://web.archive.org/web/20170821005010/https://beta.companieshouse.gov.uk/company/07854923/filing-history
PRUDENTIAL REGULATION AUTHORITY LIMITED, People := https://beta.companieshouse.gov.uk/company/07854923/officers
Archive := https://web.archive.org/web/20170821004659/https://beta.companieshouse.gov.uk/company/07854923/officers

July 2015, 'City watchdog chief quits after George Osborne vote of no confidence' := https://www.theguardian.com/business/2015/jul/17/city-watchdog-chief-quits-fca-george-osborne
Archive := https://web.archive.org/web/20170821010044/https://www.theguardian.com/business/2015/jul/17/city-watchdog-chief-quits-fca-george-osborne

Tracey McDermott := https://en.wikipedia.org/wiki/Tracey_McDermott

Between 1st April 2013 to the 30th June 2016 'Tracey Elizabeth MCDERMOTT' was the 'FCA' company director := https://beta.companieshouse.gov.uk/officers/Yhh6BOY9_fWcGiis2OdvIv_LzI4/appointments
Archive := https://web.archive.org/web/20170821012918/https://beta.companieshouse.gov.uk/officers/Yhh6BOY9_fWcGiis2OdvIv_LzI4/appointments

Between the 12th Sept 2015 to the 30th June 2016 'Tracey MCDERMOTT' was a director at 'PRA' whilst also in the capacity of 'Acting Ceo, Financial Conduct Authority' := https://beta.companieshouse.gov.uk/officers/94jid6NhbGQR7kv7OoFApzPOs74/appointments
Archive := https://web.archive.org/web/20170821013633/https://beta.companieshouse.gov.uk/officers/94jid6NhbGQR7kv7OoFApzPOs74/appointments

Andrew Bailey (banker) := https://en.wikipedia.org/wiki/Andrew_Bailey_(banker)

From 1st April 2013 to date 'Andrew BAILEY' is a director at the (FCA) whilst also in the capacity of 'Central Bank Director' := https://beta.companieshouse.gov.uk/officers/KU0Wr4swEuT32TyvLnZ_GwBrwW0/appointments
Archive := https://web.archive.org/web/20170821015502/https://beta.companieshouse.gov.uk/officers/KU0Wr4swEuT32TyvLnZ_GwBrwW0/appointments

Between 20th Feb 2013 to the 2nd Aug 2017 'Andrew John BAILEY' was a director at the (PRA) whilst also in the capacity of 'Executive Director, Bank Of England' := https://beta.companieshouse.gov.uk/officers/tQg8GVe0aInzDkCBS9VvGBa_ZjY/appointments
Archive := https://web.archive.org/web/20170821015903/https://beta.companieshouse.gov.uk/officers/tQg8GVe0aInzDkCBS9VvGBa_ZjY/appointments

On the 24th Jun 2016 NEWTA LIMITED was formed,
NEWTA LIMITED, Overview := https://beta.companieshouse.gov.uk/company/10250295
Archive := https://web.archive.org/web/20170821020752/https://beta.companieshouse.gov.uk/company/10250295
NEWTA LIMITED, Filings := https://beta.companieshouse.gov.uk/company/10250295/filing-history
Archive := https://web.archive.org/web/20170821020953/https://beta.companieshouse.gov.uk/company/10250295/filing-history
NEWTA LIMITED, People := https://beta.companieshouse.gov.uk/company/10250295/officers
Archive := https://web.archive.org/web/20170821021047/https://beta.companieshouse.gov.uk/company/10250295/officers

On the 27th June 2016 an article was released 'Bank bosses lined up to lead new trade body' := https://www.mortgagestrategy.co.uk/new-lending-trade-body-appoints-board/
Archive := https://web.archive.org/web/20170821021859/https://www.mortgagestrategy.co.uk/new-lending-trade-body-appoints-board/

Which was signed on the 24th June 2016 := https://s3-eu-west-1.amazonaws.com/document-api-images-prod/docs/S-hq-lRADC1br9jwuJXKAl5aKdkNi7oRAufLA2_LqII/application-pdf?AWSAccessKeyId=ASIAJG6GAN5MB2PSPSHA&Expires=1503282124&Signature=rKhrQ%2BTSkwOFQUYY0%2Fb%2FvHsdQrM%3D&x-amz-security-token=FQoDYXdzELL%2F%2F%2F%2F%2F%2F%2F%2F%2F%2FwEaDPvwHtctKUIP9et7hCK3A56DCJGnGGwc3OM59cSi06CXEtNPaeRqCaEXRhaCMcyYBjS0YBLO9myW8uT66FNI%2FoFXkWjfCY4axZE14Tw%2BeeDRsar02FqgjOsxBWs2%2F8nhnLXLlXU4nkEMVfBVuM%2FzBSmAJ5zRC8kTS26R2Y0%2BPVNFaEiyioKGSWAqiTSeBVq4cctB%2FGZjuWV%2FHl3wTqKGFp8U%2FaYcCgRjI%2BDXhUiBbGpOsQ2Z0ftp3O94K5Y2Rq5XaAYZsmNz9qdoWE6%2FumHRFpxHZf1HR4tMQlC%2FEByCQQ7OZqB%2Fh3VvaPnb7Jm41tC5iEbgCwfzXRfuXBLs17sd%2BhEUsO5ghdTPlVa7HMFrLYM7wdDIAnF6GlsZmHTFMsSE4VkgjTYURbAOBF9et4UVcoHqbiSeQE07OAg7yHxrCfEvdal%2BsarqEjm%2FmoZb2h7wGIoqh6oThx6tlg%2BxJuUQs4iPVCXy6edZpWKidVeXkvXuyVX2YMUNv5pnAFCQYL1tp7zH8bp6Iy8W8Px9eCzZEwWZuChIXTmobE5%2BWQYGCRYL1BEaCZWBD56RhAbK%2FLlPbHF%2Bp7fgj26jFIzSz4DYNKfWOWx9mk0ovtPozAU%3D

On the 1st July 2017 'Tracey Elizabeth MCDERMOTT' was made a director at 'NEWTA LIMITED' with an occupation of 'Group Head, Corporate, Public & Regulatory Affairs' := https://beta.companieshouse.gov.uk/officers/JUTDYSRkx-nVM4Gev9fwFtGcVpM/appointments
Archive := https://web.archive.org/web/20170821021501/https://beta.companieshouse.gov.uk/officers/JUTDYSRkx-nVM4Gev9fwFtGcVpM/appointments

Further Reading,

Bank of England and Financial Services Bill given royal assent := https://www.gov.uk/government/news/bank-of-england-and-financial-services-bill-given-royal-assent

Archive := https://web.archive.org/web/20170821002450/https://www.gov.uk/government/news/bank-of-england-and-financial-services-bill-given-royal-assent

Financial Services Authority := https://en.wikipedia.org/wiki/Financial_Services_Authority

PRA and the general public := http://www.bankofengland.co.uk/pra/Pages/generalpublic.aspx
Archive := https://web.archive.org/web/20170821010400/http://www.bankofengland.co.uk/pra/Pages/generalpublic.aspx

Memorandum of Understanding between the Competition and Markets Authority and the Financial Conduct Authority on the use of concurrent powers under consumer protection legislation := https://www.fca.org.uk/publication/mou/fca-cma-consumer-protection-mou.pdf
Archive := https://web.archive.org/web/20170821010540/https://www.fca.org.uk/publication/mou/fca-cma-consumer-protection-mou.pdf

Financial Services and Markets Act 2000 := http://www.legislation.gov.uk/ukpga/2000/8/pdfs/ukpga_20000008_en.pdf

Prudential Regulation Authority := http://www.bankofengland.co.uk/pra/Pages/default.aspx
Archive := https://web.archive.org/web/20170821010806/http://www.bankofengland.co.uk/pra/Pages/default.aspx

Competition & Markets Authority := https://www.gov.uk/government/organisations/competition-and-markets-authority/about
Archive := https://web.archive.org/web/20170821014014/https://www.gov.uk/government/organisations/competition-and-markets-authority/about

Memoranda of Understanding list bank of England := http://www.bankofengland.co.uk/about/Pages/mous/default.aspx
Archive := https://web.archive.org/web/20170821014204/http://www.bankofengland.co.uk/about/Pages/mous/default.aspx

Financial Services Consumer Panel := https://www.fs-cp.org.uk/
Archive := https://web.archive.org/web/20170821020039/https://www.fs-cp.org.uk/